Share Market Course Details | Artsoffinance Bhopal

NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination

The examination seeks to create a common minimum knowledge benchmark for an individual investment adviser or principal officer of a non-individual investment adviser, under SEBI (Investment Advisers) Regulations, 2013 and persons associated with investment advice.

About course

Target Audience

1. The examination seeks to create a common minimum knowledge benchmark for an individual investment adviser or principal officer of a non-individual investment adviser, under SEBI (Investment Advisers) Regulations, 2013 and persons associated with investment advice.
2. NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination is the level 1 examination and NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination is the level 2 examination.
3. An individual investment adviser or principal officer of a non-individual investment adviser, registered under SEBI (Investment Advisers) Regulations, 2013 and persons associated with investment advice are required to pass both the levels (i.e. NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination and NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination to fulfill the requirements under SEBI (Investment Advisers) Regulations, 2013.
4. The certification aims to enhance the quality of investment advisory and related services in the financial services industry.

Examination Objectives

1. Know the basics of personal financial planning, time value of money, evaluating the financial position of clients, debt management and loans.
2. Understand about the Indian Financial Markets and Indian Securities market segments.
3. Get oriented to different kinds of investment products—equity, debt, derivatives and managed portfolios such as mutual funds, portfolio management services and alternative investment funds.
4. Know about portfolio construction, performance monitoring and evaluation.
5. Understand about operational aspects of investment management, key regulations, ethical issues for investment advisers and grievance redress system.

Assessment Structure

1. The Investment Adviser certification examination consists of 90 independent multiple-choice questions and 9 caselets/case-based questions and should be completed in 3 hours.
2. The passing score for the examination is 60% which is 90 marks out of total 150 marks.
3. There shall be negative marking of 25% of the marks assigned to a question for each wrong answer.

Test Details

1. Name of Module: NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination
2. Negative marking – 25% of the marks assigned to the question.
3. Payment gateway charges extra.
4. Passing Certificate will be issued only to those candidates who have furnished/updated their Income Tax Permanent Account Number (PAN) in their registration details.

Note

1. Maximum 2 Attempts.
2. Test Series will be provided.

In-Depth Curriculum

Learn stock trading strategies and market analysis with expert guidance.

Live Mentorship Support

Get 24/7 mentorship from experienced traders to guide your learning.

Community & Networking

Join a vibrant community of traders for support and collaboration.

Flexible Learning Options

Choose between offline or online learning at your convenience.

3 Simple Steps to Process

Book Your offline/online counselling with mentor.

Book a consultant fill the form and get free counseling session with our mentor

Take a Demo class.

Before joining, you can get a free demo class to understand the course contains in details.

Complete Our Registration process.

Get our fee structure and installment options.

Student Benefits

Our mentorship program provides students with the tools and strategies needed to succeed in the share market. With personalized guidance, real-time market insights, and hands-on learning, students gain the confidence to navigate the trading world effectively.

Learn from SEBI Registered Mentors

Practical, Real-Time Trading Experience

Gain Confidence in Making Informed Decisions

Courses Categories

PHASE 1(basic)

PHASE 2 (advanced)

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