Share Market Course Details | Artsoffinance Bhopal

NISM Series-IX: Merchant Banking Certification Examination

The examination seeks to create a common minimum knowledge benchmark for employees working with SEBI registered Merchant Bankers, who

About course

SEBI Regulated Activities

1. Perform SEBI regulated activities such as initial public offer, further public offer, Open Offer, Buy-back, Delisting.
2. Deal with the issuers in connection with activities mentioned in (1) above.
3. Deal with intermediaries associated with activities mentioned in (a) above.
4. Act as designated Compliance Officer dealing with the activities mentioned in (a) above.
5. Submit Due Diligence Certificates to SEBI in connection with the activities mentioned in (a) above.

Examination Overview

1. The exam will further seek to ensure a basic understanding of various aspects of capital market functions, the processes involved in various functions of registered Merchant Bankers, and the regulatory environment in which it operates.

Examination Objectives

1. The examination aims to enable a better understanding of various regulations in the Merchant Banking Domain.
2. The examination also covers knowledge competencies related to the understanding of the financial structure in India and the importance of the different rules and regulations governing the Indian securities market.
3. On successful completion of the examination, the candidate should:
4. Know the basics of Merchant Banking in India.
5. Understand the functioning of Merchant Bankers related to Issue Management Process, Substantial Acquisition of Equity Shares, Buyback of Equity Shares and Delisting of Shares.
6. Know the regulatory environment in which Merchant Bankers operate in India.

Assessment Structure

1. The examination consists of 100 questions of 1 mark each and should be completed in 2 hours.
2. The passing score for the examination is 60%.
3. There shall be negative marking of 25% of the marks assigned to a question.

Test Details

1. Name of Module: NISM-Series-IX: Merchant Banking Certification Examination.
2. Negative marking – 25% of the marks assigned to the question.
3. Payment gateway charges extra.
4. Passing Certificate will be issued only to those candidates who have furnished/updated their Income Tax Permanent Account Number (PAN) in their registration details.

Note

1. Maximum 2 Attempts.
2. Test Series will be provided.

In-Depth Curriculum

Learn stock trading strategies and market analysis with expert guidance.

Live Mentorship Support

Get 24/7 mentorship from experienced traders to guide your learning.

Community & Networking

Join a vibrant community of traders for support and collaboration.

Flexible Learning Options

Choose between offline or online learning at your convenience.

3 Simple Steps to Process

Book Your offline/online counselling with mentor.

Book a consultant fill the form and get free counseling session with our mentor

Take a Demo class.

Before joining, you can get a free demo class to understand the course contains in details.

Complete Our Registration process.

Get our fee structure and installment options.

Student Benefits

Our mentorship program provides students with the tools and strategies needed to succeed in the share market. With personalized guidance, real-time market insights, and hands-on learning, students gain the confidence to navigate the trading world effectively.

Learn from SEBI Registered Mentors

Practical, Real-Time Trading Experience

Gain Confidence in Making Informed Decisions

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PHASE 1(basic)

PHASE 2 (advanced)

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