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NISM-Series-VII: Securities Operations and Risk Management Certification Examination

The examination seeks to create a common minimum knowledge benchmark as the requisite standard for associated persons of a registered stock-broker / trading member / clearing member in recognized stock exchanges

About course

Examination Objectives
  • 1. On successful completion of the examination, the candidate should:
  • 2. Know the basics of the Indian securities market, the different products traded, and the various market participants and the respective roles they play in the Indian securities market.
  • 3. Understand the regulatory framework and the role of the Securities Exchange Board of India.
  • 4. Know the various functions of the Front Office, Middle Office, and Back Office in a Securities Broking Firm.
  • 5. Understand the trade life cycle, the steps and participants involved in the trade life cycle, and the role of the back office in a securities broking firm.
  • 6. Understand how the risks are managed in a securities broking firm, the clearing and settlement process.
  • 7. Understand the process of investor grievances redressal.
Assessment Structure
  • 1. The examination consists of 100 questions of 1 mark each and should be completed in 2 hours.
  • 2. The passing score for the examination is 50%.
  • 3. There shall be negative marking of 25% of the marks assigned to a question.
Test Details
  • 1. Name of Module: NISM-Series-VII: Securities Operations and Risk Management Certification Examination.
  • 2. Negative marking – 25% of the marks assigned to the question.
  • 3. Payment gateway charges extra.
  • 4. Passing Certificate will be issued only to those candidates who have furnished/updated their Income Tax Permanent Account Number (PAN) in their registration details.
NOTE*
  • 1. Maximum 2 Attempts.
  • 2. Test Series will be provided.
In-Depth Curriculum

Learn stock trading strategies and market analysis with expert guidance.

Live Mentorship Support

Get 24/7 mentorship from experienced traders to guide your learning.

Community & Networking

Join a vibrant community of traders for support and collaboration.

Flexible Learning Options

Choose between offline or online learning at your convenience.

3 Simple Steps to Process

01

Book Your offline/online counselling with mentor.

Book a consultant fill the form and get free counseling session with our mentor

02

Take a Demo class.

Before joining, you can get a free demo class to understand the course contains in details.

03

Complete Our Registration process.

Get our fee structure and installment options.

Service

Student Benefits

Our mentorship program provides students with the tools and strategies needed to succeed in the share market. With personalized guidance, real-time market insights, and hands-on learning, students gain the confidence to navigate the trading world effectively.

Learn from SEBI Registered Mentors
Practical, Real-Time Trading Experience
Gain Confidence in Making Informed Decisions
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